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<h1>TCAP User's Guide</h1>
<p>Copyright &#169; 2003-2005 <a href=http://www.motivity.ca>Motivity Telecom Inc.</a></p>
<p><b>Version:</b> 1.1</p>
<p><b>Authors:</b> Vance Shipley (<a href="mailto:vances@motivity.ca"><tt>vances@motivity.ca</tt></a>).</p>
<p>The <a href="tcap.html"><tt>tcap</tt></a> application is a protocol stack
implementation of the Transaction Capabilities Application Part (TCAP) of
the Signaling System No. 7 (SS7) specifications <cite>ITU-T Q.771-Q.774</cite> and
<cite>ANSI T1.114-2000</cite>. Transaction Capabilities (TC) users include
the Intelligent Network Application Protocol (INAP) ITU-T Q.1208 and the Mobile
Application Part (MAP) 3GPP 29.002.</p>
<h3>Requirements</h3>
<p>This application includes only the TCAP procedures and must be used
with a seperate application providing the SCCP service.
The <a href="http://www.motivity.ca/nms"><tt>nms</tt></a>
application provides a binding to the embedded SCCP layer on the
TX3220/TX4000 boards. An native Erlang SCCP User Adaptation (SUA)
for SIGTRAN SCTP is planned.</p>
<h3>Transaction Capabilities</h3>
<p>Transaction Capabilities (TC) provides support for interactive
applications in a distributed environment through a generic remote procedure
call service. TC provides the framework for invoking remote procedures
and returning the results of these procedures.</p>
<a href="transaction_capabilities.png">Figure 1-1</a>
shows the structure of TC using SS7 network services. TC is composed of two
sublayers; the Component Sublayer (CSL) and the Transaction Sublayer (TSL).
The CSL deals with components which are the Application Protocol Data Units (APDU)
that convey remote operations and their responses. The CSL optionally may
utilize the dialogue portion protocol for conveying information related to
application context or user information. The TSL deals with the exchange of
messages containing components and optionally, a dialogue portion, between TC-Users.</p>
<p>Figure 1-1: TC in SS7
<img alt="diagram of transaction capabilities" name="figure1-1" src="transaction_capabilities.png"></p>
<h3>Open Systems Interconnection (OSI)</h3>
<p>TC is based on the Remote Operations concept defined in Recommendation X.880 (ROS).
TC allows communication between TC-Users across an SS7 network.
This communication can be modelled with the OSI seven layer stack as shown in
<a href="osi_model.png">Figure-2.1</a>. SS7 does not define an Intermediate Services Part
(ISP) so the Presentation, Session and Transport layers are formally missing however
some aspects of the these are present in TC. CSL lies entirely within the application layer.</p>
<p>Figure 2-1: TC in OSI
<img alt="diagram of osi layers" name="figure2-1" src="osi_model.png"></p>
<a href="application_process.png">Figure-2.2</a> shows the structure of the OSI Application Layer.
An Application Process (AP) consists of application code within and outside the OSI
framework. The part of an application which resides in the OSI framework is called
an Application Entity (AE). The AE may contain a number of cooperating components,
each with it's own protocol elements. These components are called Application
Service Elements (ASE). An ASE is a separately defined (standardized) part of an
Application Entity. ASEs provide a service to higher level ASEs not a higher level
layer. The distinction being that unlike layer services an ASE service may consider
only part of the communication between Application Entities.</p>
<p>Figure 2-2: OSI Application Process
<img alt="diagram of application process" name="figure2-2" src="application_process.png"></p>
<p>The Component sublayer is in partial alignment with the capabilities of the
Remote Operation Service Element (ROSE) X.219 and X.229. The X.229 protocol is
contained within the TC component protocol. CSL includes some extensions to ROSE.
The dialogue control facilities are in partial alignment with the capabilities
of the Association Control Service Element (ACSE) X.217 and X.227. The abstract
syntax for the dialogue control APDUs are a subset of the OSI ACSE abstract syntax.</p>
<a href="tcap_application_process.png">Figure-2.3</a> shows an Application Process
with an Application Entity which includes the Transaction Capabilities ASE and the
Mobile Application Part ASE.</p>
<p>Figure 2-3: SS7 Application Process
<img alt="diagram of SS7 application process" name="figure2-3" src="tcap_application_process.png"></p>
<p>An Application Entity (AE) is the part of your Application Process (AP) which
uses the services of a combined set of ASEs. An AE-Type defines a set of functions
used for communications. For example one AE-Type may combine a TC ASE with a MAP ASE
while another combines a TC ASE with an INAP ASE. An AE Invocation (AEI) is an instance
of an AE and it's ASEs.</p>
<p>An AEI may perform a subset of the communication functions defined by the AE-Type.
The actual procedures that may need to be performed for an instance of communication
are determined by the Application Context (AC). The Application Context states which
functions are needed. Based on this information the AEI is instantiated from the
AE-Type which fits these criteria.</p>
<p>Using the <a href="tcap.html"><tt>tcap</tt></a> application you will implement
your Application Process (AP) and Application Entity (AE) in Erlang. The set of
processes which make up an instance of the Component Sublayer (CSL) form the TC ASE.
For each new dialogue an AEI including a TC ASE and a TC-User ASE (e.g. MAP) is created.
The AE uses the ASEs together to provide higher level functions to the AP.</p>
<p>Figure 3-1: AE Invocations
<img alt="diagram of AE invocations" name="figure3-1" src="ae_invocations.png"></p>
<p>For example you may have an AE which uses TCAP and MAP ASEs implemented in a
<tt>gen_fsm</tt> callback module named ae_map_v3. An AEI for a location update
could be created as:
<pre>
gen_fsm:start_link(ae_map_v3, ['networkLocUpContext-v3', TSL], [])</pre>
<p>Where <tt>'networkLocUpContext-v3'</tt> is the application context name and
<tt>TSL</tt> is a reference to the transaction sublayer used for this operation.
The callback module would start TC and MAP and coordinate them to provide the
location update service to the Application Program.</p>
<pre>
-module(ae_map_v3).
-export([init/1, handle_event/2]).
-behaviour(gen_fsm).
-record(state, {ac, tsl, csl, map}).
init([AC, TSL]) ->
case tcap:open(TSL, self(), []) of
{ok, CSL} ->
case map:open(CSL, self(), []) of
{ok, MAP} ->
State = #state{ac = AC, tsl = TSL, csl = CSL, map = MAP},
{ok, idle, State};
Error ->
Error
end;
Error ->
Error
end.
</pre>
<p>In ASN.1 an <tt>OPERATION-PACKAGE</tt> type is used to define an ASE. An
<tt>APPLICATION-CONTEXT</tt> type defines an AC. An application protocol is defined
by the set of all possible ACs. The above example uses these definitions from the
3GPP/GSM MAP specification:</p>
<pre>
networkLocUpContext-v3 APPLICATION-CONTEXT ::= {
-- Responder is HLR if Initiator is VLR
INITIATOR CONSUMER OF {locationUpdatingPackage-v3 | dataRestorationPackage-v3}
RESPONDER CONSUMER OF {subscriberDataMngtPackage-v3 | tracingPackage-v3}
ID {map-ac networkLocUp(1) version3(3)}
}
</pre>
<pre>
locationUpdatingPackage-v3 OPERATION-PACKAGE ::= {
-- Supplier is HLR if Consumer is VLR
CONSUMER INVOKES {updateLocation}
SUPPLIER INVOKES {forwardCheckSs-Indication}
}
</pre>
<pre>
updateLocation OPERATION ::= { --Timer m
ARGUMENT UpdateLocationArg
RESULT UpdateLocationRes
ERRORS {systemFailure | dataMissing | unexpectedDataValue | unknownSubscriber | roamingNotAllowed}
CODE local:2
}
</pre>
<p>In a complex AE there may be multiple TC-User ASEs. The operation codes
(e.g. <tt>local:2</tt> for the <tt>updateLocation</tt> above) of the received
components allow the AE to distribute to the appropriate ASE. While the
<tt>locationUpdatingPackage-v3</tt> definition above appears informally in the
current specifications MAP is still viewed as having a single Application Service Element
for historical reasons. The Intelligent Network Application Protocol (INAP) however
clearly defines many distinct ASEs. <a href="inap_aei.png">Figure 3-2</a>
shows the configuration of an AEI for INAP using the
<tt>scf-to-ssf-status-reporting-v1</tt> AC.</p>
<p>Figure 3-2: Example INAP AEI
<img alt="diagram of INAP AEI" name="figure3-2" src="inap_aei.png"></p>
<h3>Addressing</h3>
<p>When used with SS7 network services the addressesing of the Signaling Connection
Control Part (SCCP) is used. The SCCP CalledParty and CallingParty address formats
are used in the TCAP address parameters; Destination Address and Originating Address.
These parameters identify the destination and originating TC-user.</p>
<p>The SCCP Subsystem Number (SSN) is used by SCCP for message distrubution to
seperate instances of the TCAP Transaction Sublayer (TSL).</p>
<p>Figure 4-1: SSN Distribution
<img alt="diagram of ssn distribution" name="figure4-1" src="ssn_distribution.png"></p>
<h3>Process Communication</h3>
<p>A number of processes interact to provide the TCAP service.
<a href="tcap_messaging.png">Figure 5-1</a> depicts the message paths
between processes used with the TCAP application.</p>
<p>The TCAP protocol layer is split into two sublayers; the Transaction
Sublayer and the Component Sublayer.</p>
<p>In the transaction sublayer a transaction coordinator (TCO)
process performs marshalling of incoming indications from the
SCCP service access point (SAP). It spawns a transaction state
machine (TSM) for each new transaction.</p>
<p>In the component sublayer a dialogue handler (DHA) process
is started for each transaction. It then spawns a component
coordinator process (CCO). For a remotely initiated transaction
DHA is started by TCO. For a locally initiated transaction DHA
is started by the TC-User. An invocation state machine (ISM)
is started for each locally invoked operation involved in the
transaction.<p>
<p>Figure 5-1<br>
<img alt="diagram of process communication" name="figure5-1" src="tcap_messaging.png"></p>
<h3>Modules</h3>
<h5><tt>tcap</tt></h5>
<p>This module implements the application programming interface (API) for the application.</p>
<h5><tt>tcap_app</tt></h5>
<p>This is the start module for the application.
It is an <tt>application</tt> behaviour callback module.</p>
<h5><tt>tcap_sup</tt></h5>
<p>This module implements the top level supervisor for the application.
It is a <tt>supervisor</tt> behaviour callback module.</p>
<h5><tt>tcap_sap_sup</tt></h5>
<p>This module implements a supervisor at the SAP level, one per SAP.
It is a <tt>supervisor</tt> behaviour callback module.</p>
<h5><tt>tcap_tco_server</tt></h5>
<p>This module implements the transaction coordinator (TCO).
It is a <tt>gen_server</tt> behaviour callback module.</p>
<h5><tt>tcap_transaction_sup</tt></h5>
<p>This module implements a supervisor at the transaction level, one per transaction.
It is a <tt>supervisor</tt> behaviour callback module.</p>
<h5><tt>tcap_tsm_fsm</tt></h5>
<p>This module implements the transaction state machine (TSM).
It is a <tt>gen_fsm</tt> behaviour callback module.</p>
<h5><tt>tcap_dialogue_sup</tt></h5>
<p>This module implements a supervisor at the dialogue level, one per dialogue (transaction).
It is a <tt>supervisor</tt> behaviour callback module.</p>
<h5><tt>tcap_dha_fsm</tt></h5>
<p>This module implements the dialogue handler (DHA).
It is a <tt>gen_fsm</tt> behaviour callback module.</p>
<h5><tt>tcap_components_sup</tt></h5>
<p>This module implements a supervisor at the components level, one per component sequence (dialogue/transaction).
It is a <tt>supervisor</tt> behaviour callback module.</p>
<h5><tt>tcap_cco_server</tt></h5>
<p>This module implements the component coordinator (CCO).
It is a <tt>gen_server</tt> behaviour callback module.</p>
<h5><tt>tcap_invocation_sup</tt></h5>
<p>This module implements a supervisor at the invocation level, one per component sequence (dialogue/transaction).
It is a <tt>supervisor</tt> behaviour callback module.</p>
<h5><tt>tcap_ism_fsm</tt></h5>
<p>This module implements the invocation state machine (ISM).
It is a <tt>gen_fsm</tt> behaviour callback module.</p>
<h3>Supervision Tree</h3>
<p>The processes which make up an instance of the TCAP service layer are all instantiated within a single
supervision tree. When the application is started a top level supervisor is created with no children.
The user calls <a href="tcap.html#open-3"><tt>tcap:open/3</tt></a> to create a new
service access point (SAP) which dynamically adds a <tt>tcap_sap_sup</tt> supervisor with one worker TCO.</p>
<a href="tcap_supervision.png">Figure 5-2</a> shows the structure of the supervision tree.</p>
<p>For every new transaction ID assigned (Begin indication or request) a <tt>tcap_transaction_sup</tt>
supervisor is dynamically added to the <tt>tcap_sap_sup</tt> supervisor with one TSM worker and a
<tt>tcap_dialogue_sup</tt> supervisor. In the case of a Unidirectional primitive no transaction is
assigned. Instead a <tt>tcap_dialogue_sup</tt> supervisor is dynamically added to the <tt>tcap_sap_sup</tt>
supervisor.</p>
<p>When a <tt>tcap_dialogue_sup</tt> supervisor is started it immediately creates a DHA worker and a
<tt>tcap_components_sup</tt> supervisor with one CCO worker and a <tt>tcap_invocation_sup</tt> supervisor.</p>
<p>A <tt>tcap_ism_fsm</tt> worker is dynamically added to the <tt>tcap_invocation_sup</tt> supervisor for
each locally invoked operation.</p>
<p>Figure 5-2<br>
<img alt="diagram of supervision tree" name="figure5-2" src="tcap_supervision.png"></p>
<h3>Distribution</h3>
<p>In order to facilitate building very large systems the processes involved may be distributed across nodes.
<a href="tcap_distribution.png">Figure 6-1</a> shows some examples of how this distribution may be accomplished.</p>
<p>Figure 6-1<br>
<img alt="diagram of process distribution" name="figure6-1" src="tcap_distribution.png"></p>
<p>When a SAP is created with <a href="tcap.html#open-3"><tt>tcap:open/3</tt></a> the
<a href="tcap_tco_server.html"><tt>tcap_tco_server</tt></a> callback module name is provided to start a TCO
which can adapt the specific implementation of SCCP in use to this TCAP service layer. Arguments are also
passed to specify instance specific configuration such as SCCP subsystem number.</p>
<p>The <a href="tcap_tco_server.html"><tt>tcap_tco_server</tt></a> callback module exports start functions
used to create SAP, TCO, TSM and DHA processes. This allows the user to configure how the application is
distributed.</p>
<p>The DHA always starts the CCO and ISM processes on it's local node.</p>
<h3>Primitives (ITU)</h3>
<h4>TC-User &#8594 Component Sublayer</h4>
<h5>Dialogue Handling</h5>
<tt>{'TC', 'UNI', request, Parms}</tt><br>
<tt>{'TC', 'BEGIN', request, Parms}</tt><br>
<tt>{'TC', 'CONTINUE', request, Parms}</tt><br>
<tt>{'TC', 'END', request, Parms}</tt><br>
<tt>{'TC', 'U-ABORT', request, Parms}</tt><br>
<h5>Component Handling</h5>
<tt>{'TC', 'INVOKE', request, Parms}</tt><br>
<tt>{'TC', 'RESULT-L', request, Parms}</tt><br>
<tt>{'TC', 'RESULT-NL', request, Parms}</tt><br>
<tt>{'TC', 'U-ERROR', request, Parms}</tt><br>
<tt>{'TC', 'U-CANCEL', request, Parms}</tt><br>
<tt>{'TC', 'U-REJECT', request, Parms}</tt><br>
<h4>Component Sublayer &#8594 TC-User</h4>
<h5>Dialogue Handling</h5>
<tt>{'TC', 'UNI', indication, Parms}</tt><br>
<tt>{'TC', 'BEGIN', indication, Parms}</tt><br>
<tt>{'TC', 'END', indication, Parms}</tt><br>
<tt>{'TC', 'U-ABORT', indication, Parms}</tt><br>
<tt>{'TC', 'P-ABORT', indication, Parms}</tt><br>
<tt>{'TC', 'NOTICE', indication, Parms}</tt><br>
<h5>Component Handling</h5>
<tt>{'TC', 'INVOKE', indication, Parms}</tt><br>
<tt>{'TC', 'RESULT-L', indication, Parms}</tt><br>
<tt>{'TC', 'RESULT-NL', indication, Parms}</tt><br>
<tt>{'TC', 'U-ERROR', indication, Parms}</tt><br>
<tt>{'TC', 'L-CANCEL', indication, Parms}</tt><br>
<tt>{'TC', 'L-REJECT', indication, Parms}</tt><br>
<tt>{'TC', 'R-REJECT', indication, Parms}</tt><br>
<tt>{'TC', 'U-REJECT', indication, Parms}</tt><br>
<tt>{'TC', 'TIMER-RESET', indication, Parms}</tt><br>
<h4>Component Sublayer &#8594 Transaction Sublayer</h4>
<tt>{'TR', 'UNI', request, Parms}</tt><br>
<tt>{'TR', 'BEGIN', request, Parms}</tt><br>
<tt>{'TR', 'CONTINUE', request, Parms}</tt><br>
<tt>{'TR', 'END', request, Parms}</tt><br>
<tt>{'TR', 'U-ABORT', request, Parms}</tt><br>
<h4>Transaction Sublayer &#8594 Component Sublayer</h4>
<tt>{'TR', 'UNI', indication, Parms}</tt><br>
<tt>{'TR', 'BEGIN', indication, Parms}</tt><br>
<tt>{'TR', 'CONTINUE', indication, Parms}</tt><br>
<tt>{'TR', 'END', indication, Parms}</tt><br>
<tt>{'TR', 'U-ABORT', indication, Parms}</tt><br>
<tt>{'TR', 'P-ABORT', indication, Parms}</tt><br>
<tt>{'TR', 'NOTICE', indication, Parms}</tt><br>
<h4>Transaction Sublayer &#8594 SCCP</h4>
<tt>{'N', 'UNITDATA', request, Parms}</tt><br>
<h4>SCCP &#8594 Transaction Sublayer</h4>
<tt>{'N', 'UNITDATA', indication, Parms}</tt><br>
<tt>{'N', 'NOTICE', indication, Parms}</tt><br>
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